Programme in Securities Operations and Risk Management

BY
Infact Pro Trainers via Digital Skills Academy, Indian Institute of Technology Madras

This Programme In Securities Operations And Risk Management course helps in learning the aspects of Securities Operation and Risk Management.

Mode

Online

Duration

6 Months

Fees

₹ 4720

Inclusive of GST

Quick Facts

particular details
Medium of instructions English
Mode of learning Self study, Virtual Classroom
Mode of Delivery Video and Text Based

Course overview

The participants will learn about the functioning market securities in India with the help of Programme In Securities Operations And Risk Management course. The participants will learn about the role of SEBI as a regulator in the Indian market. Understanding about the margin payments, settlement process. The participants will learn how the mega auctions are carried out.

The participants will learn about the services offered by brokers. The Programme In Securities Operations And Risk Management course will help the participants to learn about the trade life cycle. Learn about the types of risks involved in business.

The highlights

  • Understanding trade life cycle
  • Risk management frameworks
  • Knowledge of compliance
  • Role of SEBI
  • Understanding of clearing and settlement processes
  • Guidance on investor grievances

Program offerings

  • Online assessments
  • Live classes
  • 1 year course validity
  • Certification exam
  • Online certification course

Course and certificate fees

Fees information
₹ 4,720  (Inclusive of GST)

The fees for the course Programme In Securities Operations And Risk Management is given below -

Fee Component

Amount

Course Fee

Rs. 4720

certificate availability

Yes

certificate providing authority

IIT Madras (IITM)

Who it is for

The target audience for the Programme In Securities Operations And Risk Management course includes:

Eligibility criteria

The eligibility required to enrol in this Programme In Securities Operations And Risk Management course is that the participants must be pursuing graduation or must be having a bachelors degree from a recognised Indian university.

What you will learn

Financial knowledge Business analytics knowledge Risk management

The programme In Securities Operations And Risk Management course will help the participants to gain the deep knowledge about Risk management, Financial knowledge, Business Analytics knowledge which will help them to understand the Indian market scenarios..

The syllabus

Chapter 1

Introduction to the Securities Market
  • Introduction
  • Securities Market
  • Money Markets
  • Products traded in the Indian Securities Market

Chapter 2

Market Participants in the Securities Market
  • Introduction
  • Investors
  • Issuers
  • Intermediaries
  • Regulator

Chapter 3

Introduction to Securities Broking Operations
  • Introduction to the Trade Life Cycle
  • Front Office Operations
  • Middle Office Operations
  • Back Office Operations

Chapter 4

Risk Management
  • Risk Management
  • Compliances and Regulatory Reporting
  • Core Settlement Guarantee Fund

Chapter 5

Clearing Process
  • Introduction
  • Role of the Clearing Agency
  • Clearing Banks and Their Function
  • Clearing Members / Custodians
  • Depositories & Depository Participants
  • Clearing Process

Chapter 6

Settlement Process
  • Introduction
  • Determination of Settlement Obligations - Equity Segment
  • Settlement of Funds
  • Settlement of Securities 
  • Corporate Actions Adjustment
  • Auction of Securities

Chapter 7

Investor Grievances and Arbitration
  • Introduction 
  • Investor Grievance
  • Investor Protection Fund
  • Arbitration

Chapter 8

Other Services provided by Brokers
  • Introduction
  • IPO Applications
  • Trading of Mutual Fund Units

Admission details

  • To take the admission for the Programme In Securities Operations And Risk Management, kindly visit the page https://iit.infactpro.com/sorm-iit/
  • Click on enroll now.
  • Submit the required information for enrolling to this course
  • Once all the information has been duly filled and you have submitted the fees, after that you can access the course.

Evaluation process

The certificate for the Programme In Securities Operations And Risk Management will be provided once the participants have cleared the exam. The Programme In Securities Operations And Risk Management certificate exam includes an MCQ-based online examination accessible anytime. Participants can reattempt the exam once every month until course validity.

How it helps

The certificate for the course Programme In Securities Operations And Risk Management will help the participants to have a clear understanding about securities operation and risk management. By earning the certificate of Programme In Securities Operations And Risk Management, it will open job opportunities in securities operations, risk management and compliance within financial institutions.

FAQs

When will I receive the certification upon course completion?

You will receive the certificate once you have cleared the certification examination successfully.

Is there any prerequisite knowledge required for this course?

Yes, the participants must be having a bachelors degree from a recognised Indian university or must be pursuing graduation.

How is the examination conducted?

The examination is an MCQ-based online test that can be accessed anytime.

Can I reattempt the exam if I don't pass on the first try?

Yes, you can reattempt the exam once every month until the course validity expires

Is there any validity provided by the Programme In Securities Operations And Risk Management course?

Yes, the validity of the Programme In Securities Operations And Risk Management course is one year.

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